Regulatory Transparency Statement

Effective Date: 24 February 2026

Structural Positioning of MoonshotNX, Inc.

MoonshotNX operates at the intersection of founders and capital markets.
Clarity around regulatory positioning is essential.

This statement sets out how MoonshotNX is structured, what it does, and what it does not do.

1. Corporate Structure

MoonshotNX, Inc. is a Delaware corporation providing subscription-based software and capital infrastructure services.

MoonshotNX is not:

  • A registered broker-dealer

  • A placement agent

  • An investment adviser

  • A securities exchange

  • A crowdfunding portal

MoonshotNX does not effect securities transactions.

2. Nature of Services

MoonshotNX provides:

  • Capital readiness frameworks

  • Financial model validation workflows

  • Governance structuring guidance

  • Data room standardisation

  • Independent grading integration

  • Controlled investor access infrastructure

The platform is operational infrastructure.

It is not a securities intermediary.

3. Investor Introductions

MoonshotNX may facilitate structured introductions between founders and investors.

Introductions are:

  • Curated

  • Mandate-aligned

  • Documented

  • Founder-directed

MoonshotNX does not:

  • Recommend securities

  • Recommend specific investors

  • Negotiate transaction terms

  • Participate in execution

  • Receive transaction-based compensation

Subscription fees are fixed and not contingent on funding outcomes.

4. Independent Ratings Framework

Structural grading is issued by an independent third-party ratings agency.

MoonshotNX:

  • Does not issue ratings

  • Does not control rating methodology

  • Does not influence rating outcomes

  • Does not override grades

The ratings provider operates independently.

MoonshotNX integrates grading outcomes into progression thresholds.

5. M1 Fund and Affiliated Capital Pools

M1 Fund and affiliated funds operate as separate investment vehicles.

These funds:

  • Maintain independent governance

  • Conduct independent diligence

  • Make discretionary investment decisions

  • Are not obligated to invest in any eligible company

MoonshotNX does not guarantee allocation from any fund.

Eligibility for review does not constitute approval.

6. SPV and Legal Structures

SPVs and other legal vehicles are formed and administered by independent legal and administrative providers.

MoonshotNX does not:

  • Form entities

  • Draft offering documents

  • Provide legal advice

  • Provide tax advice

  • Underwrite securities

Any structural modelling tools provided within the platform are informational.

7. Securities Law Responsibility

Founders remain solely responsible for:

  • Compliance with securities laws

  • Offering exemptions

  • Disclosure obligations

  • Investor qualification

  • Transaction documentation

  • Regulatory filings

MoonshotNX does not assume compliance responsibility.

8. Compensation Model

MoonshotNX operates on a subscription model.

MoonshotNX does not receive:

  • Success fees

  • Commissions

  • Carried interest

  • Transaction-based compensation

Compensation is not tied to securities transaction outcomes.

This separation is deliberate.

9. Risk Allocation

MoonshotNX provides structured infrastructure.

Investment decisions remain with:

  • Investors

  • Affiliated funds

  • Founders

MoonshotNX is not liable for:

  • Investor decisions

  • Market conditions

  • Capital allocation outcomes

  • Third-party service performance

10. Direction of Market Standards

Capital markets are moving toward structural standardisation.

Independent grading frameworks are increasingly being integrated into investor intake processes across multiple jurisdictions.

MoonshotNX aligns its platform with this structural shift.

Adoption momentum is increasing.

Institutional clarity is the objective.

11. Commitment to Transparency

MoonshotNX maintains:

  • Documented introduction logs

  • Controlled visibility workflows

  • Independent grading integration

  • Clear separation between platform and fund decision-making

Regulatory clarity is not a marketing feature.

It is structural design.